Name: Patel Poojan Praful
SEBI Registration No: INA000020828
Type: Individual Investment Advisor (Fee-Only Model)
Registered Office: 7/A, Nirav Complex, Near Navrang School, Naranpura, Ahmedabad – 380014, Gujarat, India.
Valid From: 06/08/2025
Business Model
Fee-only, transparent, and independent.
No commissions, referral fees, or incentives are received from third parties such as mutual funds, brokers, or product manufacturers.
Conflict of Interest
All efforts are made to avoid conflicts of interest. Any potential conflict will be disclosed to clients prior to execution of any recommendation.
Risk Disclosure
Investments in securities are subject to market risks, including possible loss of principal. Past performance does not guarantee future results.
Fees and Compensation
- Fee Structure: [Fixed fee / Assets Under Advice (AUA) based]
- Maximum Fees Permitted under SEBI Regulations:
- ₹1,25,000 (Rupees One Lakh Twenty-Five Thousand only) per annum per family OR
- 2.5% of Assets Under Advice (AUA), as applicable
- Mode of Payment: Fees are payable only through banking channels.
- Advance Fees: Charged strictly in accordance with SEBI regulations.
- Refund / Cancellation Policy: [Brief description]
The Investment Adviser does not receive any commission, referral fees, or any other consideration from issuers, intermediaries, or third parties in respect of the advisory services.
Investor Charter
The Investor Charter for Investment Advisers, as prescribed by SEBI, is available on this website and may be accessed at the relevant section.
Grievance Redressal
Email: poojan.patel.ria@gmail.com
Phone: +91 99795 18808
SEBI Western Regional Office (Ahmedabad):
SEBI Bhavan, Panchvati, Ambawadi, Ahmedabad, Gujarat, India.
If a grievance is not resolved within the stipulated time, investors may escalate the same through SEBI SCORES (https://scores.sebi.gov.in).
Code of Conduct
The Investment Adviser confirms compliance with the Code of Conduct as specified under the SEBI (Investment Advisers) Regulations, 2013.
